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Table 2 PCN outcome measures and the data sources

From: Evaluating the impact, implementation experience and political economy of primary care networks in Kenya: protocol for a mixed methods study

Outcome measure

Indicator

Definition

Type

Data source

Objective 1: Assessing the impact of PCNs on PHC functioning and health service delivery

 Health facility readiness and service availability

Availability of essential medicines

Percentage of health facilities with available non-expired essential medicines among the assessed HFs

Quantitative

Health facility assessment (HFA) survey

Stockouts of essential commodities

Percentage of facilities with stockouts in the past 3 months among the assessed HFs

Quantitative

HFA survey

Availability of basic equipment

Percentage of health facilities with available basic equipment among the assessed HFs

Quantitative

HFA survey

Availability of tracer diagnostics

Percentage of health facilities with diagnostic services among the assessed HFs

Quantitative

HFA survey

Availability of basic amenities

Percentage of health facilities with basic amenities among the assessed HFs

Quantitative

HFA survey

Improved medical records

Percentage of health facilities using electronic health records among the assessed HFs

Quantitative

HFA survey

Availability of referral guidelines

Percentage of health facilities with adopted referral guidelines among the assessed HFs

Quantitative

HFA survey

Provider caseload

Case load per provider per day

Quantitative

HFA survey

Health information system

Percentage of health facilities capturing data in any HMIS among the assessed HFs

Quantitative

HFA survey

 Human resources for health (HRH)

Availability of health workers

Percentage of available health workers by cadre as per the norms and standards

Quantitative

HFA survey

Absence rate

Percentage of health workers absent from the facility on the day of the survey

Quantitative

HFA survey

 Access to health services

Utilization of health services

Number of OPD visits

Quantitative

Kenya Health Information System (KHIS)

Maternal deliveries

Number of maternal deliveries

Quantitative

KHIS

ANC visits

Number of ANC visits

Quantitative

KHIS

DPT3 vaccination

Number of children that received DPT3 vaccine (under 1)

Quantitative

KHIS

Full immunization

Number of infants that are fully immunized

Quantitative

KHIS

BCG vaccination

Number of children that received BCG vaccine (under 1)

Quantitative

KHIS

Clients who received the required services

Percentage of clients who received the required services

Quantitative

Client exit survey

Transportation

Means of transport

Quantitative

Client exit survey

Time taken to reach health facility

Time in minutes to reach the health facility from home

Quantitative

Client exit survey

Expenditure on health care

Amount of out-of-pocket expenditure

Quantitative

Client exit survey

 Gatekeeping

Clients whose first contact with the health system was at level 1, 2 or 3

Percentage of clients whose first point of contact with the health system was level 1, 2 or 3

Q uantitative

Client exit survey

 Referral

Referral patterns

Percentage of clients who were referred

Quantitative

Client exit survey

Number of patients referred to other facilities

Quantitative

KHIS

Number of patients referred from other facilities

Quantitative

KHIS

 Decongestion

Patient waiting time at level 4 facilities

The average waiting time

Quantitative

Client exit survey

Client perception of waiting time

Percentage of clients who perceived the waiting time to be alright

Quantitative

Client exit survey

 Quality of care

Client-reported experiences with care

Percentage of clients satisfied with the available PHC services

Quantitative

Client exit survey

Client satisfaction with quality of care

Percentage of clients satisfied with the quality of available PHC services

Quantitative

Client exit survey

Timely access to care

Percentage of clients reporting that they receive the care they needed in a timely manner

Quantitative

Client exit survey

 Health facility-community linkage

CHU linkage to HF

Number of functional CHUs linked to HF

Quantitative

KHIS/HFA survey

Number of clients referred from the community

Quantitative

Client exit survey

Number of clients that have been referred to the facility by community health volunteers/promoters

Quantitative

KHIS

Objective 2: Assessing the implementation experience of PCNs

 Process evaluation

Finances

Proportion of county budgetary allocation to PCNs, funding flows and spending

Quantitative

County budget reports

 

Availability of implementation plans

Number of costed PCN work plan per sub-county

Quantitative

Sub-County Medical Officer of Health (SCMOH) reports

 Leadership, governance and coordination

PCN Advisory Council meetings

County PCN Advisory Council meetings

Quantitative

County director of health (CDH) reports

Inter-sectoral and partnership forum meetings

County PCN inter-sectoral and partnership forum meetings

Quantitative

CDH reports

Inter-sectoral representatives’ forum meeting

Sub-county PCN inter-sectoral representatives’ forum meetings

Quantitative

SCMOH/MDT – lead reports

PHC TWG meetings

Number of quarterly meetings held by the PHC TWG

Quantitative

SCMOH

Coordination

A description of coordination mechanisms

Qualitative

In-depth interviews

Presence of a coordinated referral system with back-and-forth documentation

Qualitative

In-depth interviews

 HRH

PCN sensitization

Number of CHMT members sensitized on PCNs

Quantitative

County PCN report

Number of health facility managers sensitized on PCNs

Quantitative

County PCN report

Creation of MDTs

MDT lead and team members identified

Quantitative

County PCN report

PCN training

Annual report on training conducted for the Community Unit Workforce

Quantitative

County PCN report

Multidisciplinary team-based service delivery

Services provided by the MDTs

Quantitative

HFA survey

Functional community health units (CHUs)

The number of CHUs meeting the criteria for a functional CHU defined in the guidelines and linked to a health facility

Quantitative

KHIS/HFA survey

Functional PCNs

The number of PCNs meeting the criteria for a functional PCN

Quantitative

County PCN reports

Functional MDTs

The number of functional MDTs

Quantitative

County PCN reports

PCN training

The proportion of trained health workers by cadre

Quantitative

HFA survey

Implementation experience

A description of the implementation experience and understanding of PCNs by stakeholders

Qualitative

In-depth interviews

 

A description of the effect of PCNs on workload, quality of care, efficiency, relationships between cadres/leadership and autonomy of HFs

Qualitative

In-depth interviews

 

Community engagement

A description of community engagement in service planning and organization

Qualitative

County PCN reports

Objective 2: Assessing the political economy of PCN reforms

 

Stakeholders and their interests

A list of all the actors, including the government and implementing partners and their roles, actions, interests, influence and power relations

Qualitative

Document reviews/in-depth interviews

 

Power analysis

A description of actor interests, roles, level of power, influences and power relations

Qualitative

Document reviews/in-depth interviews

Objective 4: Assessing the gendered implications of PCNs

 

Leadership by gender and the implications

A description of top and facility leadership by gender and how it affects implementation of PHC

Qualitative

In-depth interviews

 

Service utilization by gender

Sub-analysis of outpatient visits by gender

Quantitative

KHIS

 

MDT members by gender

The composition of MDT by gender and how it affects service delivery

Quantitative and qualitative

HFA and in-depth interviews

 

Access by gender

Sub-analysis of clients who received the required services by gender

Quantitative

Client exit survey